Avoiding Insider Trading Risk Course

Created by: Syntrio Top Author
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English
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Self-Paced
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20 mins!
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Certificate
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Description

Avoiding Insider Trading Risk Awareness Course discusses insider trading and the circumstances and types of transactions that can lead to violations of federal securities laws enforced by the Securities and Exchange Commission (SEC).  Using a story-based format, the course describes what is and is not insider trading and outlines key responsibilities for minimizing risks of insider trading violations.

Author

Syntrio

503 Courses

For over 20 years, over 6000 organizations have relied on Syntrio’s knowledge, experience, and support to deliver and manage their business and compliance training with complete eLearning solutions and in-depth expertise in online learning design, standards, and technology. 
Syntrio’s courses offer the newest training content and design and can help you build a better workplace and strong organizational culture, by addressing important HR and workplace compliance concerns.

Avoiding Insider Trading Risk Course

Avoiding Insider Trading Risk
Avoiding Insider Trading Risk

This awareness course discusses insider trading and the circumstances and types of transactions that can lead to violations of federal securities laws enforced by the Securities and Exchange Commission (SEC).  Using a story-based format, the course describes what is and is not insider trading and outlines key responsibilities for minimizing risks of insider trading violations.

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